SEC Form 3 · accession 0001553350-18-000538
SOCIAL REALITY, Inc. · SRAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert James Jordan
Director
Period of report
Mar 28, 2018
Accepted (ET)
May 14, 2018 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001538217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | holding | — | — | — | 6,510 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Purchase OptionF2 | $4.92 | holding | — | — | — | Apr 16, 2018 | Apr 16, 2025 | Class A Common Stock | 5,059 | — | D |
Explanation of responses
- F1Represents partial compensation for 2017 board services. The shares are fully vested on the grant date.
- F2Represents partial compensation for 2018 board services. The options vest quarterly on 7/15/18, 10/15/18, 1/15/19, and 4/15/19.