SEC Form 4 · accession 0001553350-16-002770
SOCIAL REALITY, Inc. · SRAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Miglino
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001538217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1 | Dec 1, 2016 | C | 66,667 | $3.75 | D | 1,007,575 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represented shares of Social Reality, Inc.'s Class A common stock transferred by Mr. Miglino to a non-affiliate third party note holder upon the conversion by the note holder of a convertible note issued by Mr. Miglino in favor of the note holder dated July 9, 2015 in the principal amount of $250,000.