SEC Form 4 · accession 0001553350-16-002568
SOCIAL REALITY, Inc. · SRAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kristoffer E. Nelson
Officer — Chief Operating Officer · Director
Period of report
Oct 10, 2016
Accepted (ET)
Oct 21, 2016 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001538217
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $7.50 | Oct 10, 2016 | A | 33,334 | A | Oct 10, 2017 | Oct 10, 2020 | Common Stock | 33,334 | 33,334 | D |
| Stock Option | $7.50 | Oct 10, 2016 | A | 33,333 | A | Oct 10, 2018 | Oct 10, 2021 | Common Stock | 33,333 | 33,333 | D |
| Stock Option | $7.50 | Oct 10, 2016 | A | 33,333 | A | Oct 10, 2019 | Oct 10, 2022 | Common Stock | 33,333 | 33,333 | D |