SEC Form 4 · accession 0001553350-15-001388
SOCIAL REALITY, Inc. · SRAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erin Deruggiero
Officer — Chief Innovations Officer · Director · 10% Owner
Period of report
Dec 21, 2015
Accepted (ET)
Dec 23, 2015 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001538217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1 | Dec 21, 2015 | J | 166,667 | $0.75 | D | 3,333,333 | D | |
| Class A common stockF2 | Dec 21, 2015 | J | 600,000 | $0.50 | D | 2,733,333 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B common stockF1 | $0.00 | Oct 4, 2013 | C | 3,500,000 | D | — | — | Class A common stock | 3,500,000 | 0 | D |
Explanation of responses
- F1Represents conversion of $125,000 principal amount of a convertible note into shares of Class A common stock..
- F2Represents conversion of an aggregate of $300,000 principal amount of convertible notes into shares of Class A common stock.