SEC Form 4 · accession 0001553350-15-001385
SOCIAL REALITY, Inc. · SRAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard C Siskey
10% Owner
Period of report
Dec 21, 2015
Accepted (ET)
Dec 23, 2015 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001538217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1 | Dec 21, 2015 | J | 225,000 | $0.50 | A | 3,435,000 | D | |
| Class A common stockF2,F4 | Dec 21, 2015 | J | 150,000 | $0.50 | A | 3,585,000 | D | |
| Class A common stockF3,F4,F1 | Dec 21, 2015 | J | 225,000 | $0.50 | A | 3,810,000 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares received by Siskey Capital, LLC upon the conversion of a $112,500 princpal amount convertible promissory note issued by Ms. Erin DeRuggerio, an executive officer and director of the Issuer. The Reporting Person in his position at Siskey Capital, LLC has shared right to direct the vote and disposition of securities owned by Siskey Capital, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interst therein.
- F2Represents shares received by Siskey Capital Opportunity Fund, LLC upon the conversion of a $75,000 princpal amount convenrtible promissory note issued by Ms. DeRuggeiro.
- F3Represents shares received by Siskey Capital Opportunity Fund II, LLC upon the conversion of a $112,500 princpal amount convenrtible promissory note issued by Ms. DeRuggeiro.
- F4SCAP Management Group, LLC, a North Carolina limited liability company, is the managing member of Siskey Capital Opportunity Fund, LLC and Siskey Capital Opportunity Fund II, LLC. The Reporting Person in his position at SCAP Management Group, LLC has shared right to direct the vote and disposition of securities owned by each of Siskey Capital Opportunity Fund, LLC and Siskey Capital Opportunity Fund II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.