SEC Form 3 · accession 0000899243-18-003937
TYME TECHNOLOGIES, INC. · TYME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tommy G Thompson
Director
Period of report
Feb 6, 2018
Accepted (ET)
Feb 14, 2018 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 5,865 | D | ||
| Common StockF1 | holding | — | — | — | 100,000 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option - right to buy | $8.75 | holding | — | — | — | May 9, 2016 | May 9, 2026 | Common Stock | 12,500 | — | D |
| Director Stock Option - right to buy | $4.10 | holding | — | — | — | Nov 22, 2017 | Nov 22, 2019 | Common Stock | 68,639 | — | D |
Explanation of responses
- F1Owned by Thompson Family Investments, LLC. an entity solely owned by Thompson Family Holdings, LLC, an entity solely owned by Mr. Thompson.