SEC Form 3 · accession 0000899243-17-019247
TYME TECHNOLOGIES, INC. · TYME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Biehl
Director
Period of report
Jul 27, 2017
Accepted (ET)
Jul 27, 2017 · 8:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 20,000 | D | ||
| Common StockF1 | holding | — | — | — | 150 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option - right to buyF2 | $2.95 | holding | — | — | — | — | Mar 28, 2027 | Common Stock | 25,000 | — | D |
| Call Option - right to buy | $2.00 | holding | — | — | — | Mar 13, 2017 | Mar 13, 2027 | Common Stock | 490,000 | — | D |
| Call Option - right to buy | $2.00 | holding | — | — | — | Mar 13, 2017 | Mar 13, 2027 | Common Stock | 490,000 | — | D |
Explanation of responses
- F1150 shares are owned by Mr. Biehl's spouse.
- F2The option is exercisable in two equal installments. The first installment became exercisable on March 28, 2017 and the second installment will become exercisable on March 28, 2018.