SEC Form 4 · accession 0001537435-18-000053
TECOGEN INC. · TGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bonnie Jean Brown
Officer — Chief Accounting Officer
Period of report
Jan 15, 2018
Accepted (ET)
Jun 1, 2018 · 3:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537435
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.39 | Jan 15, 2018 | A | 20,000 | A | — | Jan 15, 2028 | Stock Option (Right to Buy) | 20,000 | 29,200 | D |
| Stock Option (Right to Buy)F1 | $3.68 | May 31, 2018 | A | 40,000 | A | — | May 31, 2028 | Stock Option (Right to Buy) | 40,000 | 69,200 | D |
Explanation of responses
- F125% of the stock options vest on each of the 4 subsequent anniversaries of the grant date.