SEC Form 3 · accession 0001537435-17-000090
TECOGEN INC. · TGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yiannis Monovoukas
10% Owner
Period of report
May 23, 2017
Accepted (ET)
Jun 22, 2017 · 8:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 7,381 | D | ||
| Common StockF1 | holding | — | — | — | 1,620,665 | I | John Hatsopoulos 1989 Family Trust for the benefit of Alexander and Nia Marie Hatsopoulos | |
| Common StockF2 | holding | — | — | — | 989,859 | I | John N Hatsopoulos Family Trust 2007 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Monovoukas is the sole Trustee of the John Hatsopoulos 1989 Family Trust for the benefit of Alexander J. Hatsopolous and Nia Marie Hatsopolous. The John Hatsopoulos 1989 Family Trust is an irrevocable trust.
- F2Mr. Monovoukas is the sole Trustee of the John N. Hatsopoulos Family Trust 2007. The John N. Hatsopoulos Family Trust 2007 is an irrevocable trust.