SEC Form 4 · accession 0001537435-17-000002
TECOGEN INC. · TGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charlest Maxwell
Director
Period of report
Dec 23, 2016
Accepted (ET)
Jan 4, 2017 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 23, 2016 | P | 1,600 | $3.86 | A | 76,600 | D | |
| Common Stock | Dec 28, 2016 | P | 69 | $3.92 | A | 76,669 | D | |
| Common Stock | Dec 29, 2016 | P | 4,200 | $3.95 | A | 80,869 | D | |
| Common Stock | Dec 29, 2016 | P | 9,800 | $3.85 | A | 90,669 | D | |
| Common Stock | Dec 29, 2016 | P | 1,200 | $3.84 | A | 91,869 | D | |
| Common Stock | Dec 30, 2016 | P | 200 | $3.95 | A | 92,069 | D | |
| Common Stock | Dec 30, 2016 | P | 700 | $4.00 | A | 92,769 | D | |
| Common Stock | Jan 4, 2017 | P | 11,000 | $3.85 | A | 103,769 | D | |
| Common Stock | Jan 4, 2017 | P | 1,000 | $3.84 | A | 104,769 | D |
Table II — derivative securities
No Table II lines on this filing.