SEC Form 4 · accession 0001537435-16-000182
TECOGEN INC. · TGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John Hatsopoulos
Officer — Chief Executive Officer · Director
Period of report
Jun 3, 2016
Accepted (ET)
Dec 14, 2016 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 3, 2016 | G | 2,135,210 | $0.00 | D | 0 | I | See footnote |
| Common StockF2 | Jun 3, 2016 | A | 56,250 | $0.00 | A | 183,476 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1By J&P Enterprises LLC. John N. Hatsopoulos is the Executive Member and has voting and investment power of the shares held by J&P Enterprises LLC.
- F228,125 shares held directly by Mr. Hatsopoulos and 28,125 shares held directly by Patricia Hatsopoulos, Mr. Hatsopoulos spouse.