SEC Form 3 · accession 0001537435-16-000153
TECOGEN INC. · TGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Davidson
Director
Period of report
Sep 2, 2016
Accepted (ET)
Sep 20, 2016 · 1:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 9,044 | I | Held in the Davidson Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.27 | holding | — | — | — | Sep 2, 2017 | Sep 2, 2026 | Stock Option (Right to Buy) | 100,000 | — | D |
| Stock Option (Right to Buy)F2 | $5.39 | holding | — | — | — | Sep 8, 2015 | Sep 8, 2024 | Stock Option (Right to Buy) | 25,000 | — | D |
Explanation of responses
- F1Mr. Davidson and his Wife are the Trustees and Trustors of the Davidson Family Trust and they are also the Beneficiaries of the trust.
- F225% of these options vest on each of the first 4 anniversaries of the grant date.