SEC Form 4 · accession 0001537435-16-000129
TECOGEN INC. · TGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Panora
Officer — COO and President
Period of report
May 16, 2016
Accepted (ET)
May 18, 2016 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537435
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.786 | May 16, 2016 | A | 12,723 | A | May 12, 2016 | May 12, 2026 | Common Stock | 12,723 | 12,723 | D |
Explanation of responses
- F1These options were granted in connection with the Ilios Inc. merger, where individuals who held options of Ilios Inc., were granted Tecogen Inc. options.