SEC Form 4 · accession 0001537435-16-000107
TECOGEN INC. · TGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Hatsopoulos
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Apr 22, 2016
Accepted (ET)
Apr 25, 2016 · 9:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 22, 2016 | P$0 | 127,226 | $0.00 | A | 127,226 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction code "K" should also be added as these shares were acquired in an equity swap, pursuant to an private placement with Tecogen Inc. Mr. Hatsopoulos exchanged shares of Ilios Inc., Tecogen's subsidiary, in exchange for shares of common stock of Tecogen Inc.