SEC Form 4 · accession 0001537435-16-000106
TECOGEN INC. · TGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George N Hatsopoulos
10% Owner
Period of report
Apr 22, 2016
Accepted (ET)
Apr 25, 2016 · 9:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537435
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 22, 2016 | P$0 | 50,890 | $0.00 | A | 1,355,541 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction code "K" should also be added as these shares were acquired in an equity swap, pursuant to a private placement with Tecogen Inc. Mr. Hatsopoulos exchanged shares of Ilios Inc., Tecogen's subsidiary, in exchange for shares of common stock of Tecogen Inc.