SEC Form 4 · accession 0001209191-19-019025
Gogo Inc. · GOGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P. Bayer
Officer — SVP, Controller & CAO
Period of report
Mar 10, 2019
Accepted (ET)
Mar 12, 2019 · 7:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537054
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 10, 2019 | A | 26,000 | A | — | — | Common Stock | 26,000 | 26,000 | D |
| Options (Right to Buy)F3 | $4.57 | Mar 10, 2019 | A | 19,000 | A | — | Mar 10, 2029 | Common Stock | 19,000 | 19,000 | D |
Explanation of responses
- F1Each restricted stock unit represents the contingent right to receive one share of the Company's common stock or its equivalent value in cash.
- F2These restricted stock units vest in four equal installments on the first four anniversaries of March 10, 2019, subject to continued employment with the Company.
- F3These options were granted on March 10, 2019 and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.