SEC Form 4 · accession 0001209191-18-033757
Gogo Inc. · GOGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael P. Bayer
Officer — SVP, Controller & CAO
Period of report
May 26, 2018
Accepted (ET)
May 29, 2018 · 3:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 26, 2018 | M | 800 | — | A | 8,069 | D | |
| Common StockF1,F3 | May 26, 2018 | F | 234 | $5.13 | D | 7,835 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F4 | — | May 26, 2018 | M | 800 | D | — | — | Common Stock | 800 | 1,600 | D |
Explanation of responses
- F1Includes restricted shares.
- F2Restricted stock units convert into common stock on a one-for-one basis.
- F3Includes 2,268 shares acquired under Gogo Inc.'s employee stock purchase plan in transactions that were exempt under Rule 16b-3(c).
- F4On June 24, 2016, the reporting person was granted 3,200 restricted stock units, vesting in four equal annual installments on the first four anniversaries of May 26, 2016.