SEC Form 4 · accession 0001209191-18-033756
Gogo Inc. · GOGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergio A. Aguirre
Officer — President, BA division
Period of report
May 26, 2018
Accepted (ET)
May 29, 2018 · 3:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 26, 2018 | M | 950 | — | A | 5,670 | D | |
| Common Stock | May 26, 2018 | F | 275 | $5.13 | D | 5,395 | D | |
| Common StockF1 | May 26, 2018 | M | 875 | — | A | 6,270 | D | |
| Common Stock | May 26, 2018 | F | 253 | $5.13 | D | 6,017 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 26, 2018 | M | 950 | D | — | — | Common Stock | 950 | 950 | D |
| Restricted Stock UnitsF1,F3 | — | May 26, 2018 | M | 875 | D | — | — | Common Stock | 875 | 1,750 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On May 26, 2015, the reporting person was granted 3,800 restricted stock units, vesting in four equal annual installments on the first four anniversaries of May 26, 2016.
- F3On June 24, 2016, the reporting person was granted 3,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of May 26, 2016.