SEC Form 4 · accession 0001209191-18-022793
Gogo Inc. · GOGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oakleigh Thorne
Officer — President and CEO · Director · 10% Owner
Period of report
Mar 30, 2018
Accepted (ET)
Apr 3, 2018 · 3:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537054
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Share UnitsF2,F1 | — | Mar 30, 2018 | A | 2,594 | A | — | — | Common Stock | 2,594 | 40,611 | D |
| Options (Right to Buy)F3 | $8.63 | Mar 30, 2018 | A | 3,013 | A | Mar 30, 2018 | Mar 30, 2028 | Common Stock | 3,013 | 3,013 | D |
Explanation of responses
- F1Deferred Share Units that are settled in shares of common stock 90 days after the director ceases service as a director.
- F2Deferred Share Units were granted for the period of time in which Mr. Thorne was a non-employee director.
- F3Options were granted for the period of time in which Mr. Thorne was a non-employee director.