SEC Form 4 · accession 0001209191-17-062311
Gogo Inc. · GOGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles C Townsend
Director
Period of report
Nov 21, 2017
Accepted (ET)
Nov 22, 2017 · 3:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 21, 2017 | J | 200,000 | $10.135 | D | 454,267 | I | By Trust |
| Common StockF3 | holding | — | — | — | 1,620,344 | I | By LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects transfer of shares held by the Charles C. Townsend III Trust to a family trust for cash pursuant to substitution of assets provision of trust.
- F2Reflects shares held by the Charles C. Townsend III Trust. Mr Townsend, as a co-trustee of the foregoing trust, may be deemed to have beneficial ownership of the shares held by the trust. Mr. Townsend disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- F3Shares are held directly by PAC LLC