SEC Form 4 · accession 0001209191-16-136751
Gogo Inc. · GOGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Crandall
Director
Period of report
Aug 10, 2016
Accepted (ET)
Aug 12, 2016 · 2:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537054
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 3.75% Senior Convertible Notes due 2020F3,F1,F2 | $23.85 | Aug 10, 2016 | P | — | A | — | Mar 1, 2020 | Common Stock | 20,964 | — | D |
| 3.75% Senior Convertible Notes due 2020F3,F1,F2 | $23.85 | Aug 11, 2016 | P | — | A | — | Mar 1, 2020 | Common Stock | 20,964 | — | D |
| 3.75% Senior Convertible Notes due 2020F3,F4,F1,F2 | $23.85 | Aug 11, 2016 | P | — | A | — | Mar 1, 2020 | Common Stock | 20,964 | — | I |
Explanation of responses
- F1The 3.75% senior convertible notes due 2020 become convertible on December 1, 2019 or earlier upon certain events.
- F2The 3.75% senior convertible notes due 2020 are convertible into common stock at a conversion price equal to $23.85 per share of the issuer's common stock, subject to adjustment in certain events.
- F3Represents the aggregate purchase price for the 3.75% senior convertible notes due 2020.
- F4Reflects shares held by Crandall Family Investments Ltc, a Texas Limited Partnership. Mr. Crandall disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest.