SEC Form 4 · accession 0001209191-16-131070
Gogo Inc. · GOGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald T Lemay
Director
Period of report
Jun 30, 2016
Accepted (ET)
Jul 5, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2016 | J | 712,434 | $8.37 | D | 1,801,690 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Share UnitsF2 | — | Jun 30, 2016 | A | 2,830 | A | — | — | Common Stock | 2,830 | 15,357 | D |
| Options (Right to Buy) | $8.39 | Jun 30, 2016 | A | 10,336 | A | Jun 30, 2016 | Jun 30, 2026 | Common Stock | 10,336 | 10,336 | D |
Explanation of responses
- F1Reflects shares transferred to BTIP MLI II, LLC in satisfaction of a pre-existing contractual obligation between BTIP MLI II, LLC and Mr. LeMay The shares were valued at the reported closing price on 6/24/2016. These shares were not disposed of in the open market.
- F2Deferred stock units that are settled in shares of common stock 90 days after the director ceases service as a director.