SEC Form 4 · accession 0001209191-15-035123
Gogo Inc. · GOGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Wade
Officer — EVP and GM, Bus. Aviation
Period of report
Apr 16, 2015
Accepted (ET)
Apr 20, 2015 · 11:39 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 16, 2015 | M | 10,000 | $9.08 | A | 24,000 | D | |
| Common StockF1 | Apr 16, 2015 | S | 10,000 | $22.00 | D | 14,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F3 | $9.08 | Apr 16, 2015 | M | 10,000 | D | — | Jun 2, 2020 | Common Stock | 10,000 | 32,400 | D |
Explanation of responses
- F1Includes restricted shares.
- F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2014.
- F3These options were granted on June 2, 2010 and 16,480 options became vested and exercisable on the grant date and an additional 16,480 options became vested and exercisable on each of the first four anniversaries of such date.