SEC Form 4 · accession 0001209191-15-023993
Gogo Inc. · GOGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anand K Chari
Officer — EVP, Engineering and CTO
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 2:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537054
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2015 | M | 43,260 | $9.08 | A | 57,260 | D | |
| Common StockF1 | Mar 5, 2015 | S | 43,260 | $20.00 | D | 14,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F3 | $9.08 | Mar 5, 2015 | M | 43,260 | D | — | Jun 2, 2020 | Common Stock | 43,260 | 10,815 | D |
Explanation of responses
- F1Includes restricted shares.
- F2The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2014.
- F3These options were granted on June 2, 2010 and 10,815 options became vested and exercisable on the grant date and an additional 10,815 options became vested and exercisable on each of the first four anniversaries of such date.