SEC Form 4/A · accession 0001537028-17-000038
Independence Contract Drilling, Inc. · ICD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Tighe Noonan
Director
Period of report
Feb 8, 2017
Accepted (ET)
Feb 21, 2017 · 10:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 29, 2016 | J | 582,113 | $0.00 | A | 582,113 | I | By 4D Global Energy Advisors SAS as Investment Manager to 4D Global Energy Develop. Cap Fund II plc |
| Common StockF1 | holding | — | — | — | 2,562,500 | I | By 4D Global Energy Advisors SAS as Alt Investment Fund Manager to 4D Global Energy Investments plc |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Feb 8, 2017 | A | 17,036 | A | — | — | Common Stock | 17,036 | 34,536 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F2Acquired upon stock dividend of shares from Global Energy Services Operating, LLC under transaction exempt under Rule 16a-9s
- F3The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purpose of Section 16 or any other purpose.
- F4Each restricted stock unit represents a contintent right to receive one share of ICD's common stock.
- F5The reporting person received a restricted stock unit that vests on the one year anniversary of the date of grant. ICD will settled vested RSUIs within 30 days of the date that such RSU's vest.