SEC Form 3/A · accession 0001209191-15-014482
Independence Contract Drilling, Inc. · ICD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owners
John T Reynolds
10% Owner
Jonathan C. Farber
10% Owner
Lime Rock Partners III, L.P.
10% Owner
Period of report
Aug 7, 2014
Accepted (ET)
Feb 17, 2015 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 549,500 | D | ||
| Common StockF2 | holding | — | — | — | 1,570,000 | I | By Global Energy Services Operating, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to buy)F2,F3 | $11.37 | holding | — | — | — | Mar 2, 2012 | Mar 2, 2015 | Common Stock | 2,198,000 | — | I |
Explanation of responses
- F1The original Form 3 is being amended to include John T. Reynolds ("Reynolds") and Jonathan C. Farber ("Farber") as additional reporting persons and to further explain each reporting person's indirect beneficial ownership. LRP GP III, Inc. ("LRP GP") is the general partner of Lime Rock Partners GP III, L.P. ("Lime Rock Partners GP"), which is the general partner of Lime Rock Partners III, L.P. ("Lime Rock III"). Reynolds and Farber are the sole directors of LRP GP. Therefore, LRP GP, Lime Rock Partners GP, Reynolds and Farber may be deemed to beneficially own the reported securities. This report shall not be an admission that Reynolds, Farber, LRP GP or Lime Rock Partners GP is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or for any other purposes.
- F2The first footnote to the original Form 3 is amended and restated in its entirety to read as follows: "Global Energy Services Operating, LLC ("GESO") directly owns these shares of common stock of the Issuer. GES Global Energy Services, Inc. ("GES Corp") directly owns 100% of the equity interests of GESO. IDM Delaware, Inc. (f/k/a IDM Group, Ltd.) ("IDM") directly owns 100% of the equity interests of GES Corp. Lime Rock III owns a majority of the equity interests in IDM. This report shall not be deemed an admission that GES Corp, IDM, Lime Rock III, LRP GP, Lime Rock Partners GP, Farber or Reynolds is the beneficial owner of these securities for purposes of Section 16 of the Exchange Act."
- F3The second footnote to the original Form 3 inadvertantly stated that the warrants are held directly by GES Global Energy Services Operating, LLC. The warrants are held by GESO.