SEC Form 4 · accession 0001209191-15-044914
Roundy's, Inc. · RNDY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph W Drayer
Director
Period of report
May 19, 2015
Accepted (ET)
May 20, 2015 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001536035
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | May 19, 2015 | P | 1,000 | $3.7172 | A | 80,212 | D | |
| Common Stock, par value $0.01F1 | holding | — | — | — | 10,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Sanders B Drayer Trust (the "Drayer Trust") is the record owner of these shares. Ralph W. Drayer is a co-trustee of the Drayer Trust, and has independent authority to vote or dispose of the shares held by the Drayer Trust.