SEC Form 4 · accession 0001209191-15-026457
Roundy's, Inc. · RNDY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph W Drayer
Director
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001536035
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Mar 12, 2015 | A | 21,904 | $0.00 | A | 79,212 | D | |
| Common Stock, par value $0.01F1 | holding | — | — | — | 10,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Sanders B Drayer Trust (the "Drayer Trust") is the record owner of these shares. Ralph W. Drayer is a co-trustee of the Drayer Trust, and has independent authority to vote or dispose of the shares held by the Drayer Trust.