SEC Form 4 · accession 0001209191-15-015488
Roundy's, Inc. · RNDY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Mariano
Officer — President, CEO and Chairman · Director
Period of report
Feb 17, 2015
Accepted (ET)
Feb 18, 2015 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001536035
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Feb 17, 2015 | F | 15,194 | $4.25 | D | 383,534 | D | |
| Common Stock, par value $0.01F2 | holding | — | — | — | 109,722 | I | See Footnote | |
| Common Stock, par value $0.01F3 | holding | — | — | — | 801,679 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares automatically withheld for withholdings taxes upon vesting of the underlying award pursuant to the terms of the original grant agreement.
- F2The Nina Gianni Mariano Living Trust is the record owner of these shares. Nina Gianni Mariano is Robert A. Mariano's spouse. Nina Gianni Mariano is the trustee of the Nina Gianni Mariano Living Trust and has sole voting and investment power with respect to the shares held by the Nina Gianni Mariano Living Trust.
- F3The Robert A. Mariano Living Trust is the record owner of these shares. Robert A. Mariano is the trustee of the Robert A. Mariano Living Trust and has sole voting and investment power with respect to the shares held by the Robert A. Mariano Living Trust.