SEC Form 4 · accession 0001535929-26-000162
Voya Financial, Inc. · VOYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brannigan C Thompson
Other
Period of report
Aug 16, 2026
Accepted (ET)
Aug 18, 2026 · 4:53 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001535929
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 16, 2026 | M | 1,645 | $0.00 | A | 12,441 | D | |
| Common Stock | Aug 16, 2026 | F | 730 | $100.14 | D | 11,711 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Aug 16, 2026 | M | 1,645 | D | — | — | Common Stock | 1,645 | 19,798 | D |
| Performance Stock UnitF3 | — | holding | — | — | — | — | — | Common Stock | 31,672 | 31,672 | D |
| Performance-Based Stock OptionsF4 | — | holding | — | — | — | — | — | Common Stock | 3,617 | 3,617 | D |
Explanation of responses
- F1Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted and performance stock units that were awarded as compensation.
- F2The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.
- F3The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
- F4The options vest based on conditions set forth in their respective agreements.
Remarks
Executive Vice President, Chief Human Resources Officer