SEC Form 4 · accession 0001127602-17-020680
Voya Financial, Inc. · VOYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia J Walsh
Officer — See Remarks
Period of report
Jun 2, 2017
Accepted (ET)
Jun 6, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535929
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 2, 2017 | P | 2,777 | $35.333 | A | 8,662 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitF1,F2 | — | holding | — | — | — | — | — | Common Stock | 27,785 | 27,785 | D |
| Restricted Stock UnitsF1 | — | holding | — | — | — | — | — | Common Stock | 35,042 | 35,042 | D |
Explanation of responses
- F1The stock units will vest based on their respective award agreements.
- F2The number of shares of Common Stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of Common Stock delivered upon vesting can range from 0% to 150% of the number presented above.
Remarks
Executive Vice President and Chief Legal Officer