SEC Form 4 · accession 0001567619-19-002839
Cloudera, Inc. · CLDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim Frankola
Officer — Chief Financial Officer
Period of report
Feb 1, 2019
Accepted (ET)
Feb 8, 2019 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535379
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 1, 2019 | A | 382,514 | A | — | — | Common Stock | 382,514 | 382,514 | D |
| Restricted Stock UnitsF1,F3 | $0.00 | Feb 1, 2019 | A | 127,505 | A | — | — | Common Stock | 127,505 | 127,505 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
- F2The RSUs will vest as to 1/16th of the total number of shares on March 15, 2019 and thereafter will vest as to 1/16th of the total number of RSUs in equal quarterly installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.
- F3100% of the shares will vest on December 15, 2019, subject to the continuing employment of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.