SEC Form 4 · accession 0001567619-19-001460
Cloudera, Inc. · CLDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Reasoner
Officer — Chief Accounting Officer
Period of report
Jan 17, 2019
Accepted (ET)
Jan 22, 2019 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535379
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F1,F2 | — | Jan 17, 2019 | A | 54,645 | A | — | — | Common Stock | 54,645 | 54,645 | D |
| Restricted Stock Units (RSUs)F1,F3 | — | Jan 17, 2019 | A | 18,215 | A | — | — | Common Stock | 18,215 | 18,215 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
- F2The RSUs shall vest and be settled as to 1/16th of the total number shares on each quarterly anniversary date of December 15, 2018, subject to reporting person's continued service through each vesting date.
- F3The RSUs shall vest 100% on December 15, 2019, subject to reporting person's continued service through the vesting date.