SEC Form 4 · accession 0001140361-18-030770
Cloudera, Inc. · CLDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Sordello
Director
Period of report
Jun 27, 2018
Accepted (ET)
Jun 29, 2018 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535379
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Jun 27, 2018 | A | 16,825 | A | — | — | Common Stock | 16,825 | 16,825 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
- F2100% of the shares subject to the listed RSU shall vest and be settled on June 15, 2019, subject to the continued service of the Reporting Person on the vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.