SEC Form 4/A · accession 0001140361-18-001957
Cloudera, Inc. · CLDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Wayne Kimber
Officer — Vice President of Finance
Period of report
Dec 21, 2017
Accepted (ET)
Jan 12, 2018 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | Dec 21, 2017 | S | 1,666 | $17.4531 | D | 1,318 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- F2Represents the aggregate of sales effected on the same day at different prices. These shares were previously acquired by the Reporting Person under the Issuer's employee stock purchase plan on December 20, 2017.
- F3Represents the weighted average sales price per share. The shares sold at prices ranging from $17.34 to $17.54 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4Reflects an adjustment to correct an error in the Form 4 filed on December 22, 2017 in which, as the result of an administrative error, the number of shares held following the transaction was over-reported.