SEC Form 4 · accession 0001140361-17-040600
Cloudera, Inc. · CLDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin I Cole
Director
Period of report
Oct 30, 2017
Accepted (ET)
Nov 1, 2017 · 7:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | Oct 30, 2017 | P | 10,000 | $15.3903 | A | 40,000 | I | By Cole Family Holdings, LLLP |
| Common StockF2,F5,F4 | Oct 31, 2017 | P | 10,000 | $15.1141 | A | 50,000 | I | By Cole Family Holdings, LLLP |
| Common Stock | holding | — | — | — | 35,352 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 12, 2017.
- F2Represents the aggregate of purchases effected on the same day at different prices.
- F3Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.93 to $15.36 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4Shares directly held by the Cole Family Holdings, LLLP, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares.
- F5Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.94 to $15.22 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.