SEC Form 4 · accession 0001140361-17-039862
Cloudera, Inc. · CLDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne Kimber
Officer — Vice President of Finance
Period of report
Oct 25, 2017
Accepted (ET)
Oct 27, 2017 · 9:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | Oct 25, 2017 | S | 19,293 | $15.4321 | D | 1,318 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.
- F2Represents the aggregate of sales effected on the same day at different prices.
- F3Represents the weighted average sales price per share. The shares sold at prices ranging from $15.26 to $15.51 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4Pursuant to a Form 4 filed on September 29, 2017, 12,303 shares were reported as having been disposed of in exchange for the Issuer's agreement to pay certain tax obligations of the Reporting Person in connection with the settlement of Restricted Stock Units ("RSUs"). It was subsequently determined that only 12,244 shares were disposed of to meet such tax obligations; therefore, this amount includes the 59 shares that were not required to be disposed of in connection with the RSU settlement.