SEC Form 4 · accession 0001140361-17-039860
Cloudera, Inc. · CLDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin I Cole
Director
Period of report
Oct 25, 2017
Accepted (ET)
Oct 27, 2017 · 9:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Oct 25, 2017 | P | 10,000 | $15.3903 | A | 10,000 | I | By Cole Family Holdings, LLLP |
| Common StockF1,F4,F3 | Oct 26, 2017 | P | 10,000 | $15.0155 | A | 20,000 | I | By Cole Family Holdings, LLLP |
| Common StockF1,F5,F3 | Oct 27, 2017 | P | 10,000 | $14.7951 | A | 30,000 | I | By Cole Family Holdings, LLLP |
| Common Stock | holding | — | — | — | 35,352 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the aggregate of purchases effected on the same day at different prices.
- F2Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $15.06 to $15.79 per share. Full information regarding the number of shares sold/purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3Shares directly held by the Cole Family Holdings, LLLP, of which the Reporting Person is a trustee and may be deemed to share voting and dispositive power over these shares.
- F4Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.84 to $15.20 per share. Full information regarding the number of shares sold/purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F5Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.57 to $14.99 per share. Full information regarding the number of shares sold/purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.