SEC Form 4 · accession 0000899243-17-023114
Cloudera, Inc. · CLDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Greylock XII GP LLC
Other
Period of report
Oct 2, 2017
Accepted (ET)
Oct 2, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 2, 2017 | S | 3,217,588 | $15.792 | D | 8,923,172 | I | By Greylock XII Limited Partnership |
| Common StockF1,F3 | Oct 2, 2017 | S | 357,510 | $15.792 | D | 991,458 | I | By Greylock XII-A Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement dated as of September 27, 2017 by and between the Issuer, the several underwriters and the selling stockholders identified therein. On September 28, 2017, the underwriters exercised their option under the underwriting agreement to purchase additional shares of Common Stock from the Issuer and the selling stockholders in full.
- F2The shares are held directly by Greylock XII Limited Partnership ("Greylock XII LP"). Greylock XII GP Limited Liability Company ("Greylock XII GP") is the sole General Partner of Greylock XII Limited Partnership and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XII LP. Greylock XII GP disclaims beneficial ownership of the securities held by Greylock XII LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- F3The shares are held directly by Greylock XII-A Limited Partnership ("Greylock XII-A LP"). Greylock XII GP Limited Liability Company is the sole General Partner of Greylock XII-A LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XII-A LP. Greylock XII GP disclaims beneficial ownership of the securities held by Greylock XII-A LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.