SEC Form 4 · accession 0000899243-17-011945
Cloudera, Inc. · CLDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
INTEL CORP
10% Owner
Period of report
May 3, 2017
Accepted (ET)
May 4, 2017 · 9:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 3, 2017 | C | 20,545,130 | — | A | 24,865,827 | D | |
| Common Stock | May 3, 2017 | P | 1,200,000 | $15.00 | A | 26,065,827 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred StockF1 | — | May 3, 2017 | C | 2,988,629 | D | — | — | Common Stock | 2,988,629 | 0 | D |
| Series B Preferred StockF1 | — | May 3, 2017 | C | 3,043,433 | D | — | — | Common Stock | 3,043,433 | 0 | D |
| Series C Preferred StockF1 | — | May 3, 2017 | C | 844,564 | D | — | — | Common Stock | 844,564 | 0 | D |
| Series D Preferred StockF1 | — | May 3, 2017 | C | 928,693 | D | — | — | Common Stock | 928,693 | 0 | D |
| Series E Preferred StockF1 | — | May 3, 2017 | C | 745,143 | D | — | — | Common Stock | 745,143 | 0 | D |
| Series F-1 Preferred StockF1 | — | May 3, 2017 | C | 11,994,668 | D | — | — | Common Stock | 11,994,668 | 0 | D |
Explanation of responses
- F1Each share of Cloudera, Inc. ("Issuer") Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F-1 Preferred Stock was convertible by the Reporting Person into one share of Issuer Common Stock at any time, had no expiration date and automatically converted into one share of Issuer Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock on May 3,2017.