SEC Form 4 · accession 0000899243-17-011674

Cloudera, Inc. · CLDR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

Greylock XII GP LLC

10% Owner

Greylock XII Limited Partnership

10% Owner

Greylock XII-A Limited Partnership

10% Owner

Period of report

May 3, 2017

Accepted (ET)

May 3, 2017 · 5:26 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001535379

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	May 3, 2017	C	12,140,760	—	A	12,140,760	I	By Greylock XII Limited Partnership
Common Stock^F1,F3	May 3, 2017	C	1,348,968	—	A	1,348,968	I	By Greylock XII-A Limited Partnership

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series B Preferred Stock^F1,F2	—	May 3, 2017	C	6,434,806	D	—	—	Common Stock	6,434,806	I
Series B Preferred Stock^F1,F3	—	May 3, 2017	C	714,978	D	—	—	Common Stock	714,978	I
Series C Preferred Stock^F1,F2	—	May 3, 2017	C	1,666,564	D	—	—	Common Stock	1,666,564	I
Series C Preferred Stock^F1,F3	—	May 3, 2017	C	185,172	D	—	—	Common Stock	185,172	I
Series D Preferred Stock^F1,F2	—	May 3, 2017	C	1,290,196	D	—	—	Common Stock	1,290,196	I
Series D Preferred Stock^F1,F3	—	May 3, 2017	C	143,352	D	—	—	Common Stock	143,352	I
Series E Preferred Stock^F1,F2	—	May 3, 2017	C	2,749,194	D	—	—	Common Stock	2,749,194	I
Series E Preferred Stock^F1,F3	—	May 3, 2017	C	305,466	D	—	—	Common Stock	305,466	I

Explanation of responses

F1In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.
F2The shares are held directly by Greylock XII Limited Partnership ("Greylock XII LP"). Greylock XII GP Limited Liability Company ("Greylock XII GP") is the sole General Partner of Greylock XII Limited Partnership and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XII LP. Greylock XII GP disclaims beneficial ownership of the securities held by Greylock XII LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3The shares are held directly by Greylock XII-A Limited Partnership ("Greylock XII-A LP"). Greylock XII GP Limited Liability Company is the sole General Partner of Greylock XII-A LP and may be deemed to share voting and dispositive power with respect to the shares held by Greylock XII-A LP. Greylock XII GP disclaims beneficial ownership of the securities held by Greylock XII-A LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XII GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.