SEC Form 4 · accession 0001535031-16-000152
Tumi Holdings, Inc. · TUMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas H Johnson
Director
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535031
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per shareF1 | Aug 1, 2016 | D | 6,084 | $26.75 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F3,F2 | $18.00 | Aug 1, 2016 | D | 6,233 | D | — | Apr 18, 2022 | Common Stock, par value $0.01 per share | 6,233 | 0 | D |
| Stock Options (right to buy)F5,F4 | $24.13 | Aug 1, 2016 | D | 4,680 | D | — | May 24, 2023 | Common Stock, par value $0.01 per share | 4,680 | 0 | D |
Explanation of responses
- F1Disposed of pursuant to and upon the effectiveness of the merger of PTL Acquisition Inc. ("Merger Sub"), a wholly owned subsidiary of Samsonite International S.A. ("Samsonite"), with and into the Issuer on August 1, 2016 pursuant to a merger agreement dated March 3, 2016 by and among Samsonite, Merger Sub and the Issuer.
- F2The stock option vested in three equal installments on each of the first three anniversaries of April 18, 2012.
- F3Upon the effectiveness of the merger, pursuant to the terms of the merger agreement, the option was cancelled in exchange for a cash payment of $54,538.75 (representing a price per share equal to the difference between the merger consideration, $26.75 per share, and the exercise price of the option).
- F4The stock options vested in three equal installments on each of the first three anniversaries of May 24, 2013.
- F5Upon the effectiveness of the merger, pursuant to the terms of the merger agreement, the option was cancelled in exchange for a cash payment of $12,261.60 (representing a price per share equal to the difference between the merger consideration, $26.75 per share, and the exercise price of the option).