SEC Form 4 · accession 0001535031-16-000096
Tumi Holdings, Inc. · TUMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter L Gray
Officer — EVP and General Counsel
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535031
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per shareF1 | Mar 3, 2016 | M | 1,003 | — | A | 1,503 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Mar 3, 2016 | M | 1,003 | A | Mar 3, 2016 | Mar 3, 2016 | Common Stock, $0.01 par value per share | 1,003 | 2,007 | D |
Explanation of responses
- F1As previously reported, each restricted stock unit was awarded on March 3, 2015 and represented the contingent right to receive one share of Tumi Holdings, Inc. common stock. Pursuant to the terms of the Restricted Stock Unit Agreement among the Reporting Person and the Issuer, the restricted stock units vested on March 3, 2016 and the shares were issued to the Reporting Person.