SEC Form 4 · accession 0001535031-16-000082
Tumi Holdings, Inc. · TUMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Mardy
Officer — CFO and EVP · Director
Period of report
Feb 29, 2016
Accepted (ET)
Mar 2, 2016 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535031
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Feb 29, 2016 | A | 13,924 | A | — | — | Common Stock, $0.01 par value per share | 13,924 | 13,924 | D |
Explanation of responses
- F1Granted under the Tumi Holdings, Inc. 2012 Long-Term Incentive Plan (the "Plan").
- F2Each restricted stock unit represents a contingent right to receive one share of Tumi Holdings, Inc. common stock.
- F3The restricted stock units vest in three equal installments on each of March 1, 2017, March 1, 2018 and March 1, 2019, subject to the terms and conditions of the Plan.