SEC Form 4 · accession 0001535031-15-000049
Tumi Holdings, Inc. · TUMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Claire M. Bennett
Director
Period of report
May 16, 2015
Accepted (ET)
May 19, 2015 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535031
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per shareF1 | May 16, 2015 | M | 2,670 | — | A | 2,670 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | May 16, 2015 | M | 2,670 | D | May 16, 2015 | May 16, 2015 | Common Stock, $0.01 par value per share | 2,670 | 0 | D |
Explanation of responses
- F1As previously reported, each restricted stock unit was awarded on May 16, 2014 and represented the contingent right to receive one share of Tumi Holdings, Inc. common stock. Pursuant to the terms of the Restricted Stock Unit Agreement among the Reporting Person and the Issuer, the restricted stock units vested on May 16, 2015 and the shares were issued to the Reporting Person.