SEC Form 4 · accession 0001535031-15-000040
Tumi Holdings, Inc. · TUMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Smith
Director
Period of report
May 4, 2015
Accepted (ET)
May 6, 2015 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535031
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 4, 2015 | A | 3,414 | A | — | — | Common Stock, $0.01 par value per share | 3,414 | 3,414 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Tumi Holdings, Inc. common stock.
- F2The restricted stock units vest on the first anniversary of the date of grant, May 4, 2016, subject to the Reporting Person continuing to serve on the Issuer's Board of Directors and the terms of the restricted stock unit agreement among the Reporting Person and the Issuer.