SEC Form 4 · accession 0001535031-15-000020
Tumi Holdings, Inc. · TUMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Riley
Officer — CAO and SVP, Finance
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535031
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $23.25 | Mar 3, 2015 | A | 9,842 | A | — | Mar 3, 2025 | Common Stock, $0.01 par value per share | 9,842 | 9,842 | D |
| Restricted Stock UnitsF1,F3,F4 | — | Mar 3, 2015 | A | 2,150 | A | — | — | Common Stock, $0.01 par value per share | 2,150 | 2,150 | D |
Explanation of responses
- F1Granted under the Tumi Holdings, Inc. 2012 Long-Term Incentive Plan (the "Plan").
- F2The stock option vests in three equal installments on each of the first three anniversaries of March 3, 2015, subject to the terms and conditions of the Plan.
- F3Each restricted stock unit represents a contingent right to receive one share of Tumi Holdings, Inc. common stock.
- F4The restricted stock units vest in three equal installments on each of the first three anniversaries of March 3, 2015, subject to the terms and conditions of the Plan.