SEC Form 4 · accession 0001209191-16-135143
Tumi Holdings, Inc. · TUMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 2:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535031
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2,F3 | Aug 1, 2016 | J | 8,659,964 | $26.75 | D | 0 | I | By funds controlled by DHC Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of pursuant to and upon the effectiveness of the merger of PTL Acquisition Inc. ("Merger Sub"), a wholly owned subsidiary of Samsonite International S.A. ("Samsonite"), with and into the Issuer on August 1, 2016 pursuant to a merger agreement dated March 3, 2016 by and among Samsonite, Merger Sub and the Issuer.
- F2Included shares owned by Doughty Hanson & Co IV Limited Partnership Number One, Doughty Hanson & Co IV Limited Partnership Number Two, Doughty Hanson & Co IV Limited Partnership Number Three, Doughty Hanson & Co IV Limited Partnership Number Four, Officers Nominees Limited, HVB Capital Partners AG and Brederode International s.a.r.l. Each such entity owns or holds shares amounting to less than 10% ownership in the Issuer. Doughty Hanson & Co IV Nominees One Limited ("DHC 1"), Doughty Hanson & Co IV Nominees Two Limited ("DHC 2"), Doughty Hanson & Co IV Nominees Three Limited ("DHC 3") and Doughty Hanson & Co IV Nominees Four Limited ("DHC 4") hold shares as bare nominees for four English law limited partnerships: Doughty Hanson & Co IV Limited Partnership Number One, Doughty Hanson & Co IV Limited Partnership Number Two, Doughty Hanson & Co IV Limited Partnership Number Three and Doughty Hanson & Co IV Limited Partnership Number Four, respectively. [Continued]
- F3[Continued] The common general partner of these four English law limited partnerships is Doughty Hanson & Co IV Limited, which has voting and investment power with respect to the shares held by each such limited partnership and each of DHC 1, DHC 2, DHC 3 and DHC 4. Doughty Hanson & Co IV Limited is wholly owned by DHC Limited. Excluded shares owned by Stockwell Fund, L.P. as the co-investment relationship with Doughty Hanson & Co Management Limited, which is indirectly wholly owned by DHC Limited, was terminated.