SEC Form 4 · accession 0001214659-17-003952
Fiesta Restaurant Group, Inc. · FRGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian P Friedman
Director
Period of report
Jun 7, 2017
Accepted (ET)
Jun 9, 2017 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 7, 2017 | A | 3,589 | $0.00 | A | 36,270 | D | |
| Common StockF4,F3 | Jun 8, 2017 | P | 218,050 | $21.0586 | A | 1,265,230 | I | See footnote |
| Common StockF4,F3 | Jun 9, 2017 | P | 91,065 | $21.2521 | A | 1,356,295 | I | See footnote |
| Common StockF2 | holding | — | — | — | 28,668 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan and subject to restrictions on transfer. The stock award reported herein shall vest (and the restrictions shall lapse) in full on June 7, 2018, provided that the Reporting Person has continuously remained a director of the Issuer. Any unvested shares underlying the stock award reported herein will be immediately forfeited upon the Reporting Person ceasing to be a director. The stock award reported herein is not transferable unless vested.
- F2The Reporting Person is the general partner of 2055 Partners L.P. ("2055 Partners") and, in such capacity, may be deemed to beneficially own the 28,668 shares of common stock of the Issuer beneficially owned by 2055 Partners.
- F3Reflects acqusitions of the reported shares of the Issuer's common stock by Leucadia National Corporation ("Leucadia"). The Reporting Person is the President and a director of Leucadia. The Reporting Person disclaims beneficial ownership over the Issuer's shares purchased by Leucadia except to the extent of his indirect pecuniary interest.
- F4Weighted average price per share. The Reporting Person will provide transaction details upon request.