SEC Form 4 · accession 0000899243-16-015463
Fiesta Restaurant Group, Inc. · FRGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy P Taft
Officer — CEO & President · Director
Period of report
Mar 2, 2016
Accepted (ET)
Mar 7, 2016 · 9:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Mar 2, 2016 | A | 13,476 | $0.00 | A | 185,041 | D | |
| Common Stock, par value $0.01 per shareF2,F5 | Mar 7, 2016 | S | 2,053 | $36.6969 | D | 182,988 | D | |
| Common Stock, par value $0.01 per shareF3,F5 | Mar 7, 2016 | S | 5,249 | $37.9489 | D | 177,739 | D | |
| Common Stock, par value $0.01 per shareF4,F5 | Mar 7, 2016 | S | 698 | $38.4613 | D | 177,041 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Shares were granted to the Reporting Person pursuant to the Issuer's 2012 Stock Incentive Plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.34 to $37.25 inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.37 to $38.36 inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.37 to $38.51 inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
- F5The Shares were disposed of in connection with, and the net proceeds therefrom will be used for, the payment of taxes by the Reporting Person due relating to the current vesting of restricted stock granted to the Reporting Person under the Issuer's 2012 Stock Incentive Plan.